Compliance Officer - Funds Industry

Why apply ?

🌍 You will be working in an international company based in Luxembourg with side offices in various European locations.

💡 Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.

💬 Our client fosters a culture of connection, proactivity and autonomy.

About the offer

📝 Permanent contract

🏠 Location : Luxembourg - City Center

📲 Top 3 Key competencies :

• Former exposure to compliance in the funds industry
• Minimum of 3 years as a compliance officer 
• Fluent English, French is a plus 

About our client

Sector: Service provider in funds administration, domiciliation, reporting solutions, structuring 

Values:  Innovation | Excellence | Solution driven

Employees: Worldwide +80

Your missions

Compliance and Regulatory Support:

Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams. Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.

Client Onboarding and Ongoing Monitoring:

Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring. Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.

KYC Reviews for Transfer Agent Business:

Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.

Process Improvement in Compliance:

Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management. Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.

Your profile

• Bachelor's degree in finance, business administration, law, or a related field advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
• Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
• Proficient in Lux GAAP, fluent in French and English
• Excellent knowledge of the AML/TF regulatory environment.
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A candidate experience with Source Up, it’s …

• Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
• Access to your test results to guide you to your best career choices
• Interview coaching session before the client meeting
• Consistent and fair recruitment process with respect, transparency and trust

Lugar de trabajo