Regulatory Operations – Client Assets Analyst

This institution is a leading global financial entity offering a wide array of services including investment banking, asset management, and private wealth management. Renowned for its commitment to customer service, integrity, and fostering sustainable economic growth, it operates a worldwide network aimed at serving corporations, institutions, governments, and individuals. With a legacy of excellence and innovation, it is focused on turning insights into opportunities, providing expert advice, and delivering comprehensive solutions across both public and private markets.

KEY RESPONSIBILITIES

• Execute non-financial regulatory reporting obligations, particularly CASS.
• Analyze reporting exceptions and coordinate remediation and corrective actions with Operations, Remediation, and Engineering teams.
• Manage daily Client Money and Custody shortfalls for EMEA Client Assets entities.
• Engage in CASS breach management, remediation, and reporting to the FCA.
• Ensure that relevant Client Assets procedures are effectively designed and operated.
• Facilitate the Monthly Client Money and Asset Return (CMAR) reporting to the FCA.
• Liaise with various CASS community teams on daily calculations and manage escalations.
• Maintain up-to-date knowledge of Client Assets rules and their interpretation.
• Participate in the implementation of rule changes affecting Operations teams.
• Support projects and business initiatives impacting Client Assets obligations.
• Contribute to Client Asset commercial initiatives.
• Develop Business Intelligence skills for daily processes and long-term projects.
• Collaborate across multiple business lines and stakeholder groups on strategic initiatives.

SKILLS AND EXPERIENCE

• Bachelor's degree with at least 2 years of experience in financial services.
• Strong analytical skills with an ability to understand complex workflows and meticulous attention to detail.
• Excellent communication skills, with the ability to clearly articulate issues and ideas and provide timely escalation.
• Strong interpersonal skills to build effective relationships with key stakeholders both within and outside of Operations.
• Self-motivated, proactive team player with strong organizational skills and the ability to manage competing priorities within deadlines.
• Flexibility and ability to work well under pressure in a team environment.

PREFERRED QUALIFICATIONS

• Basic understanding of the financial markets regulatory landscape.
• Knowledge of financial markets and associated processes.
• Familiarity with financial products such as equities, fixed income, exchange-traded derivatives, and OTC derivatives.
• Experience in operational functions such as asset servicing, equities/fixed income settlements.
• Interest in data analysis, process automation, and BI tools.

This opportunity offers the chance to be at the forefront of regulatory operations within a leading financial firm, where the successful candidate will play a pivotal role in ensuring compliance and enhancing operational efficiency across the business.

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